Pre-Meeting Questionnaire

Let us get to know you

Legislation and practice requires that an adviser making recommendations must have reasonable grounds for making those recommendations. This means that an adviser must conduct an appropriate investigation as the financial objectives, situation and particular needs of the client. The information requested in this form is necessary to enable recommendations to be made and will be used for that purpose. This document incorporates the requirements of the Corporations Law (as regulated by the Australian Securities and Investments Commission).

No liability is accepted for any advices given on the basis of inaccurate or incomplete information. This document contains personal information that is confidential. I/we acknowledge that any advice or information provided in the interview process is of general nature and may not be suitable for me/us. We acknowledge that it is not until we proceed with the completion of a Statement of Advice that the advice is personalized to our circumstances.

Personal Information

Lifestyle Goals and Objectives

Money Beliefs

This exercise is designed to discover what you believe and identify unconscious assumptions about money. There are no right or wrong answers so just respond with the first think that comes to mind.

Please write the first thing that comes to your mind when you think about:

Employment and entities

Centrelink

Entities

Advisers

Health

Estate Planning

Investment Assets

Lifestyle Assets

Liabilities

Monthly Income and Expenses

Please visit our Budget Calculator and enter your monthly income and expenses data. You are also welcome to send us your own budget if you have one.

Insurance

Life insurance

Income Protection

Total Permanent Disability (TPD) Insurance

Trauma Insurance

Declaration and Disclosure

Financial Services Guides (FSG)

By signing the declaration below, you acknowledge receipt of the Financial Services Guide (FSG) of Financial Spectrum and the Adviser Profile of the Adviser/s to whom you have been signed

Privacy

Financial Spectrum is committed to ensuring the privacy Amendment (Private Sector) Act 2001 (Privacy Act). As required under the Privacy Act, we have provided you with a copy of our Privacy Statement which outlines our information management practices. If you have any questions, please ask your adviser. The information you have given us is confidential for use within Financial Spectrum and related companies. If you choose to work with one of our related companies, we will only disclose to them your personal information, where you have given us consent to do so.

Tax File Number

By signing the following declaration, you are authorising Financial Spectrum to use and disclose your Tax File Number/s only to fund managers, life insurance companies, and banking service providers as relevant for the purpose of the provision of financial services in accordance with legislative requirements.

Declaration

I/We acknowledge the information provided in this fact find is a true and accurate record and will be used, along with any applicable additional information provided by me/our needs. I/We appreciate that I/we may lose the right to seek compensation from the representative or the principal for any loss suffered by me/us as a consequence of incomplete or inaccurate information being provided. Where it is required, I/we give permission for our Tax File Number/s to be retained on our file. All information collected by Financial Spectrum will be kept private and confidential in accordance with our privacy policy